Financial Services

All items related to Financial Services Industry

  • Bridging the Gap between External Regulations and Internal Guidelines

    Bridging the Gap between External Regulations and Internal Guidelines

    Gain a better understanding of the full Regulatory Change Management lifecycle and how RegTech can help you embed this process in your organization.

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  • Interview with Paul Johns: The Changing Regulatory Horizon

    Interview with Paul Johns: The Changing Regulatory Horizon

    SAI Global's Paul Johns discusses the current regulatory landscape and changes ahead for 2021, including a possible UK SOX version of US SOX legislation.

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  • US Regulators Propose New United Guidance to Banks on FinTech Vendor Risk Management

    US Regulators Propose New United Guidance to Banks on FinTech Vendor Risk Management

    The FDIC is leading a combined regulatory agency approach to third-party risk management recommendations for banks and financial institutions as fintech partnerships increase.

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  • The Global Impact of BoE's Operational Resilience Deadline for Financial Institutions

    The Global Impact of BoE's Operational Resilience Deadline for Financial Institutions

    UK regulators have set a March 2022 target for banks and financial services organizations to meet business continuity and third-party vendor risk management requirements.

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  • An Integrated GRC Solution to Manage Operational Risk, Internal Control and Compliance in One Platform

    An Integrated GRC Solution to Manage Operational Risk, Internal Control and Compliance in One Platform

    Learn how Arab Banking Corporation consolidated separate processes on legacy systems within an integrated GRC platform, SAI360.

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  • Risk management oversight of internal controls & internal audit

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  • How Financial Services Benefits by Integrating Vendor Risk and Business Resilience Programs

    How Financial Services Benefits by Integrating Vendor Risk and Business Resilience Programs

    This paper is a road map to integrate vendor and business continuity disciplines in financial services by aligning technological advances and best practices with evolving risk appetites and tolerance

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  • Carrington Mortgage uses SAI360 for Financial Services Software

    Carrington Mortgage uses SAI360 for Financial Services Software

    Business shifts to SaaS-based workflows to automate controls, boost efficiency and enhance customer experience.

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  • Keeping Up with the Rapidly Changing Regulatory Environment in Financial Services

    Keeping Up with the Rapidly Changing Regulatory Environment in Financial Services

    Learn why this multinational banking and financial services company with over 140,000 employees uses SAI360 for compliance management.

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  • Discover how our risk management technology helps you manage compliance, from regulatory horizon scanning to policy management.

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  • 3 Innovative Ways to Add Value through Operational Risk Management

    3 Innovative Ways to Add Value through Operational Risk Management

    Operational risk and its supporting software play a critical role in an organization; but how can its activities add value along the way?

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  • Changing the Culture of Australia’s Banks Requires a Movement, Not a Mandate

    Changing the Culture of Australia’s Banks Requires a Movement, Not a Mandate

    The Australian banking sector has a lot on its plate as it recalibrates after a year of scrutiny. Can they pull off transformations– or will we be reading about more bad banking news in the future?

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  • 3 Reasons Implementing Internal Controls is Easier Than You Think

    3 Reasons Implementing Internal Controls is Easier Than You Think

    Is your internal control program mired in manual tracking processes and vulnerable to aging infrastructure? If so, it’s time to improve oversight of internal controls.

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  • Financial Services Case Study: A Strong Customer Reference Base, Flexible and Configurable Solutions

    Financial Services Case Study: A Strong Customer Reference Base, Flexible and Configurable Solutions

    The organization selected SAI360 due to its deep understanding of the technical requirements and deep experience with similar types of requirements in Financial Services.

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  • Tactics to Manage Regulatory Change

    Tactics to Manage Regulatory Change

    Overwhelmed by constant regulatory updates? Take a pragmatic approach by leveraging integrated solutions that can improve how you implement new and changing regulations.

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  • Does Compliance Pay its Dividends?

    Does Compliance Pay its Dividends?

    How can organizations keep the cost of compliance under control as regulations increase?

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  • Using Metrics to Manage Regulatory Change

    Using Metrics to Manage Regulatory Change

    How Do Compliance Teams Measure and Monitor Compliance as Regulations Change?

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  • Download our catalog of online and offline Learning content and training tools, covering 21 risk topics.

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  • GRC Maturity The What, How, and Why | Webinar by SAI Global-BWise and KPMG58:41

    GRC Maturity The What, How, and Why | Webinar by SAI Global-BWise and KPMG

    With an abundance of information in the marketplace and pressure to pursue agile growth, organizations must first consider what makes sense from a #GRC maturity standpoint to build a sound foundation

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  • Financial Organizations: Enhance Your Regulatory Compliance Program56:52

    Financial Organizations: Enhance Your Regulatory Compliance Program

    An often complex, costly and time-consuming process, regulatory compliance remains complicated for many financial services organizations. Our experts provide recommendations on best practices.

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  • Challenging the Status-Quo: Best Practices to Elevate your Internal Control Program53:49

    Challenging the Status-Quo: Best Practices to Elevate your Internal Control Program

    SAI Global's experts discuss how to build advanced and agile internal control practices.

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  • SAI Global Completes Acquisition of BWise® from Nasdaq

    SAI Global Completes Acquisition of BWise® from Nasdaq

    Acquisition creates one of the largest risk management software and ethics learning businesses changing the Integrated Risk Management (IRM) industry landscape

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  • ICO Strikes Again, Slapping Marriott With £99m Fine Over GDPR Breach

    ICO Strikes Again, Slapping Marriott With £99m Fine Over GDPR Breach

    US hotel group Marriott International becomes second firm in a week to be slapped with massive GDPR fine from the UK’s Information Commissioner’s Office (ICO).

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